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CEPI - Commonwealth Educational Policy Institute
Policy Issues - Goverance / Communities

Phyllis Errico, Editor

The First Amendment: Speech, Expression and the Public Schools

Descriptive Context

The First Amendment to the United States Constitution and the system of public schools in this country has experienced a constant give and take over the years. Although much of the history involves the establishment clause and the free exercise of religion provisions, there has been a growing tension in other areas as well. The First Amendment states in part that “Congress shall make no law…abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble…” Specifically, this prohibits Congress from infringing upon individuals’ ability to present their ideas through verbal expression or through their actions. In addition it prohibits infringement on the ability to associate with individuals of a person’s choice.

Although the First Amendment was ratified in 1971 the concept of free speech is reflected clearly in documents such as The English Bill of Rights and the United States Articles of Confederation. The courts have recognized freedom of speech to be a fundamental right of highest significance under the U.S. Constitution. Although the First Amendment speaks specifically to the acts of Congress, these same protections are afforded citizens against state action through the Fourteenth Amendment.

The majority of significant court decisions involving free speech have occurred in the last 40 years; however, this area of the law continues to evolve especially in the context of the public school setting. As with any right, fundamental or otherwise, the individual’s right is not an absolute one but one whose parameters depend on the context and setting of the particular situation. The First Amendment rights of both students and teachers in the public education arena must be balanced with the legitimate mission and purpose of the educational institution. The courts have emphasized the importance of the free exchange of ideas by the citizens of this country and have established a general standard that government officials may only infringe upon this fundamental right by establishing limitations that are necessary to achieve a compelling state interest and are narrowly tailored to achieve that compelling interest. Government officials may also place reasonable time, place and manner restrictions on speech.

In 1969 the Supreme Court of the United States addressed the issue of whether students have a right to free speech and expression in the public schools when it decided the case of Tinker v. Des Moines Independent School District, 393 U.S. 503 (1969). This often-cited case is the cornerstone of all speech and expression analyses in the public school arena. The Tinker decision coined the phrase “students do not leave their constitutional rights at the schoolhouse gates.” The Tinker decision has been applied to almost every fact situation regarding the balance between the rights of school students and staff members and the rights of the educational institution. This issue has arisen in many areas of public education including discipline, due process, academic freedom, curriculum, dress codes, student and staff speech, and publications.


Differing Perspectives

The debate over the issue of free speech and expression within the public school context is one of the most heated in public education today. Every type of media is overflowing with stories of incidents involving blue hair/pink hair, long skirts/short skirts, controversial articles in school newspapers, the content of student speeches, the wearing of controversial attire, the display of profanity, religious messages, the Confederate flag, trench coats, dark glasses, earrings, bandannas, and boys wearing girls clothing.

With each new day in the public school setting a new issue arises that squarely pits the individual’s First Amendment rights against the institution’s rights, responsibilities and mission. The arguments in favor of the protection of the rights of the individual are raised by parents, students, faculty, and organizations such as the American Civil Liberties Union and the Rutherford Institute, whose objectives include the preservation of individual constitutional rights. These organizations closely monitor the public school climate and intervene in a very visible way when they feel that a person’s individual rights are being compromised.

The proponents of the preservation of the rights of the individual to free speech and expression argue that a school is one of the most appropriate places to teach, promote, and reinforce the concept of individual rights. As the student is developing academically and socially they should be encouraged to speak and act on the issues that affect their lives, and to foster their individuality. As important as the above personal growth aspect, is the concept that school is a place to teach students about the principles of individual freedoms that the United States was built upon. It is often argued that there is no greater civics lesson than the experience of protecting one’s own individual constitutional rights. In addition, it is argued that limitation of student and faculty rights of speech and expression amounts to censorship, which chills the free flow of ideas and exchange of information that is essential to a challenging and productive learning environment.

In contrast to the arguments stated above, those who favor clear limitations on individual rights of speech and expression in the public school context have advanced two very strong arguments, the first being that school is a place to develop certain prescribed academic skills and the second is that the responsibility to provide a safe learning environment warrants specific rules that limit disruption in the school environment.

With the mission of public schools returning to a very specific and focused skills based curriculum and often state-mandated measurement of these skills, the school day has become very prescribed. Every possible time slot both during academic time and student activity time is geared toward teaching, reviewing, and reinforcing these prescribed standards. Thus, the distraction created when staff or students are sidetracked is not insignificant.

This focus and need for a nondisruptive school setting leads directly to the second and equally compelling argument which is that school officials are charged with the essential task of maintaining a safe and productive learning environment. This is perhaps more important and more difficult than ever before in public education. It was almost unheard of for children to seriously assault each other or staff members in the 1960s when the Tinker case was decided. Today it is sadly a common occurrence in every type of community and school environment. Students have exhibited a trend of acting out their feelings in negative and destructive ways such as fighting over words and symbols that they view as offensive. Thus, the pressure on school administrators to maintain an appropriate atmosphere of order and discipline has become the top priority in public education today. This has created a perceived need for zero tolerance and minimum disruption which necessarily affects individual rights.

Although many attack this zero tolerance practice as being unnecessary, there are many documented instances of disruption caused by individual speech and expression in the public schools. In addition, those who favor the balance of rights toward the institution argue that there are other more appropriate avenues and forums where both students and faculty members can express themselves outside of the public school arena.

 

Snapshots of Researrch and Court Decisions

There is no lack of research, discussion or legal precedent in the area of speech and expression and its applicability in the public school setting. The Supreme Court of the United States has been actively addressing this issue for a number of years and it is the subject of literally hundreds of cases in both state and federal courts today. Following is a list of some of the most important Supreme Court decisions dealing with the First Amendment speech and expression issue in the public schools.

West Virginia State Board of Education v. Barnette, 319 U.S. 625 (1943)
The Supreme Court ruled that a statute requiring students to salute the flag was unconstitutional. The students argued that the salute was against their religious beliefs. The Court ruled that this was a violation of the students’ individual free speech rights.

Keyishian v. Board of Regents of New York, 385 U.S. 589 (1967)
The Supreme Court struck down New York statutes that barred any person who participates in treasonable or seditious words or acts from public school employment as a violation of individual First Amendment rights.

Pickering v. Board of Education of Township, H.S. Dist. 205, 391 U.S. 563 (1968)
The Supreme Court ruled that a teacher may not be dismissed for speaking on issues of public concern.

Tinker v. Des Moines Independent Community School District, 393 U.S. 503 (1969)
The Supreme Court ruled that students do not shed their constitutional rights at the schoolhouse gate. Schools may not restrict student’s private speech absent material and substantial interference with school operation or infringement of rights of others.

Board of Education, Island Tree v. Pico, 457 U.S. 853 (1982)
The Supreme Court ruled that students have a First Amendment right to receive information and ideas. A school board may not remove books from a school library because they seek to prescribe what shall be orthodox in politics, nationalism, religion or other matters of opinion. The Court found a difference between classrooms and libraries and would afford school officials more control of classroom materials than of library materials.

Perry Education Association v. Perry Local Educators, 460 U.S. 37 (1983)
The Supreme Court ruled that a public school is a limited public forum for educationally related uses and a nonpublic forum to all unspecified uses. Regulation on access need only be reasonable.

Bethel School District No. 403 v. Fraser, 478 U.S. 675 (1986)
The Supreme Court ruled that the principal did not violate the free speech rights of a student by punishing the student for using sexual innuendo in a speech during a school-sponsored assembly. The Court held that the First Amendment does not prevent school officials from determining that student speech would undermine the school’s educational mission.

Hazelwood School District v. Kuhlmeier, 484 U.S. 260 (1988)
The Supreme Court ruled that schools do not violate free speech rights of students by exercising editorial control over the content of a school-sponsored newspaper if the actions are reasonably related to legitimate pedagogical concerns.

Of the cases cited above, the three most studied, cited, and applied to the actions of students and staff in the public school environment are the cases of Tinker vs. Des Moines, Bethel School District v. Fraser, and Hazelwood v. Kuhlmeier.

The Tinker case involved the suspension of several students who wore black armbands to school to protest the Vietnam War. Although no disturbance occurred the students were sent home when they refused to remove the armbands. The Tinker Court held that neither students nor teachers shed their constitutional rights in the school setting. The Court further held that undifferentiated fear or apprehension of disturbance is not enough to overcome the right to freedom of expression. The Court went on to explain that a student may express opinions on controversial matters so long as to do so does not materially or substantially interfere with the requirements of appropriate discipline in the operation of the school or collide with the rights of others. The fact that the students’ wearing of armbands to signify their protest of the Vietnam War did not result in any disruption of the school environment is of primary importance in applying this decision to other cases.

In Fraser, the second of these three important cases, the Court dealt with the individual free speech rights of a student who made sexual innuendoes in a speech during a school-sponsored assembly. In this case, the Court placed great emphasis on the uniqueness of the school setting in holding that the speech protected for adults is not necessarily the same for children. The Court reasoned that the school administration has to consider the sensibilities of the captive student audience and the objective of the school to put forth the appropriate civil and social values in classes or school assemblies.

The First Amendment balance in favor of the school as an institution was further solidified in 1988 in the Hazelwood case. This case involved a principal’s editing articles in a school newspaper because they dealt with issues of abortion and divorce. The Court determined in this case that a school administration has a wide degree of discretion, control and responsibility in the message involved in school-sponsored expression. These cases reveal a shift toward preserving the authority of the institution and allowing limits on individual expression in the school arena.

The above-cited case law has been used to decide cases involving staff members raising issues of academic freedom in the classroom and in sponsorship of school-sponsored activities. The Fourth Circuit of Appeals adopted the Hazelwood analysis in striking a balance between the teacher’s speech rights in her teaching capacity and the school’s role in setting the curriculum in the case of Boring v. Buncombe County Board of Education, 136F. 3d 364. In this case the Court upheld the school administration’s objection to a teacher’s selection and production of a play containing controversial subject material. The Court went into great detail in defining terms such as curriculum and pedagogical in determining that the content of the curriculum should be entrusted to the local school authorities rather than to the teachers.

 

The Issue in Practice

The issue of the balance between the institution and the individual right to free speech and expression arises on a regular basis in a variety of fact patterns in the public schools. Below are some examples of the most common area of focus involving this issue in the school environment.

Staff Expression and Academic Freedom

Clearly the most visible of area of education is the teaching that goes on in the classroom and extracurricular extensions of the curriculum. On the higher education level the arguments are strong for the academic freedom of the educator, however, these same arguments are less persuasive at the primary and secondary levels of education. State and local standards largely prescribe the public school curriculum in most jurisdictions and thus there is little discretion by the teacher over what will be taught.

There are a number of cases that involve teachers alleging that their protected First Amendment speech, conduct or activity has resulted in discipline from their employer. In order to analyze and interpret these cases the courts have looked to whether the employee was acting as a citizen, or as an employee/instructor. The courts also look to whether the employer was speaking on a matter of public concern or merely on matters of internal policies and practices as they apply to them. To be protected by the First Amendment the employee speech must be truly a matter of public concern and must be expressed in a way that does not detract from the mission of the school system. The public school employer has a right to expect and a duty to manage the efficient performance of its employees, and preserve harmony in the workplace. It has been consistently held to be inappropriate for a teacher to use the captive classroom audience to further matters unrelated to the curriculum because the expression should be consistent with the educational objectives of the school system.

School-Sponsored Expression

This category includes both student and staff expression in areas that involve the curriculum and school-sponsored activities. This issue arises in a variety of situations including publications such as school newspapers, graduation programs, notices and posters regarding school events, yearbooks and athletic programs, as well as speech that occurs as part of a school-sponsored event such as a play, assembly or graduation exercise. These cases are often analyzed using a public forum analyses. The type of forum dictates the individual’s right. The traditional public forum such as a street, sidewalk or other public place can only be limited by a compelling state interest. In a nonpublic forum or limited public forum such as the school setting, courts have consistently held that the institution may reserve the forum for its intended purpose consistent with appropriate educational characteristics of the school environment. The more administration involvement and endorsement the greater the school system’s ability to review and control the content of the speech, expression or conduct.

Therefore, a school may exert a large degree of control over school-sponsored events because the school is not required to tolerate or endorse speech that is inconsistent with its basic educational mission or inappropriate for its audience. This is true even though such speech would be allowed outside of the school context. The more removed the school connection from the activity such as an underground or non-school sponsored activity or publication, the less ability the school has to effect the content of the activity.

Advertisements and Commercial Materials

If a school publication is a closed or nonpublic forum its content may be limited to that which supports the educational mission. However, many school publications including the yearbook, drama production programs and sporting events programs contain commercial advertisements. The First Amendment provides less protection to commercial speech than other forms of speech and therefore has upheld school decisions to limit advertisements regarding inappropriate products, issues and subject matter such as alcohol, tobacco products and birth control.

It is important to note however that once the forum is opened to some commercial speech regulation by the educational institution is not absolute. If challenged, a court would examine whether the institution’s interest in prohibiting a particular advertisement in a publication is substantial and if the means adopted are narrowly tailored to meet these interests. In order to avoid challenge in such an area the institution should establish clear guidelines prior to limiting such advertisement.

Student Appearance and Attire

This is perhaps the most highly litigated area involving the balance between the individuals’ speech and expression rights and the institution’s ability to limit or control those rights. This will continue to be a controversial issue in the future as students desire to exert their individuality and express their opinion impacts their fellow students and the general atmosphere of the school campus. This is also the area that warrants the most sensitive balance between the individual’s rights and that of the institution. Cases in the late 60s and through the 70s used the Tinker analysis of individual symbolic speech or political expression to uphold a student’s right to dress and express himself so long as it did not result in an actual disruption in the school environment. However, the Fraser case reasoning has supported a trend of upholding school rules and regulations regarding personal appearance and attire when they are in conflict with a school’s legitimate educational objectives thus, looking at the content rather than the result of the expression. Generally courts have upheld regulations prohibiting lewd, obscene, vulgar and inappropriate attire as well as those that prohibit profanity, alcohol, drugs, gang dress and paraphernalia and other illegal activity.

The more difficult cases involve facts regarding messages whose meaning to some students is offensive, discriminatory, racially charged, or inappropriate but are not on their face obscene or vulgar nor do they promote products that are inappropriate for minors. One of the most common examples is that of the display of the Confederate flag. The Confederate flag is a symbol that many consider a source of pride and heritage while others view as a symbol of violence, oppression and racial discrimination. Since the integration of public schools in the country this symbol represents one of the most controversial and charged on public school campuses. The Confederate flag has also been the subject of controversy in its display at state capitals, on license plates, and in the private workplace. No matter what it signifies to each individual, it is clearly a controversial symbol in this country.

There have been a number of lawsuits filed by students challenging public school’s prohibition of the display of the Confederate flag in the school arena. These cases have arisen in several states, including Florida, Kansas, South Carolina, North Carolina and Virginia, and courts have consistently upheld such a prohibition when it is based on information involving disruption on the school campus. These cases stress the uniqueness of the school environment, the focus on school safety and the ability of students to express their beliefs outside of the school environment. These cases as well as others involving attire and symbols of a controversial nature should be analyzed carefully as there are recent cases analyzed under Tinker which have struck down prohibition of these items when no actual disruption could be shown. The trend of the cases on this issue reveals first that vulgar or offensive speech may be prohibited without a showing of disruption, second that school-sponsored speech may be restricted when limitations are reasonably related to legitimate education concerns, and finally, that non-offensive, non-school sponsored expression may only be prohibited if it causes a disruption in the school environment.

 

Related Issues

Clearly First Amendment free speech issues in the public schools are alive and well and the subject of much attention years after the Tinker decisions. This debate is now heating up on the area of censorship or filtering of the Internet in the public schools. The issue of what access students and staff may have to the Internet in the school environment and how to monitor that access raises new First Amendment concerns. These cases are being analyzed under the standard set by the Supreme Court in the Pico case in which the Supreme Court distinguished the school library from the school classroom and allow the school administration to exert more control over the curriculum than over library material.

Cases involving students’ use of email, web sites, and instant messaging to express themselves and their thoughts about classmates, teachers, administrators, and the school itself have prompted safety, security and disruption concerns. There is a growing trend by students to use these forms of media to express thoughts about members of the school community and even to express anger or convey threats. In the case of Beussink v. Woodland R-IV School District, 30F. Supp. 2nd 1177 (10th Cir. 1998), a Court held that a student’s web page created on his home computer was protected by the First Amendment even though it contained derogatory information about school staff. The Court considered the fact that the speech was not school sponsored and that the administration did not show a disruption to the school environment. The decision in the Beussink case may have been different if the school had shown that the speech had a disruptive effect on the school environment, even if the message was constructed off of school property on a home computer. Internet Acceptable Use Policies for students and staff alike are required by many organizations and are helpful in defining acceptable school use of both hardware and software.

There has been a flurry of litigation involving employee’s use of the Internet and their ability to access sexually explicit material in the workplace and at the public libraries in Virginia. In the case of Urofsky v. Allen 167 F3d 191 (4th Cir. 1999) the Fourth Circuit Court of Appeals ruled that a statute which limited access to sexually explicit material in the workplace was not a violation of the First Amendment because the speech regulated concerned a private concern as an employee and not a public concern as a citizen.

In contrast, in other Virginia litigation the federal court ruled that the public library was a public forum, thus the wholesale use of filters to exclude sexually explicit material was impermissible because it was not the least restrictive means to achieve that goal. Language in these decisions indicates that there is a difference between public libraries and school libraries suggesting that use of filters in a public school would have a lower threshold in order to be permissible. Mainstream Loudoun v. Board of Trustees of the Loudoun County Library 2 F. Supp. 2d 783 (E.D. Va 1988), Loudoun 24 F Supp 2nd 552 (E.D. Va 1998). It is interesting to note that certain federal legislation requires filtering in the public school environment in order to access federal funding. This suggests that litigation on this particular issue will likely continue over the next few years.

 

CEPI Summary

Just as the balance between the free exercise and the establishment clauses of the First Amendment must be struck delicately in the public school setting, the same is true of the balance of the rights involving freedom of speech and expression. One thing is clear from the evolving case law, combined with the changing climate in the school setting and that is that the school setting is in fact different from any other public setting. This is the case because the public school has a clear mission to educate young people and a clear responsibility to do so in an environment that promotes safety and productivity. It is clear that both students and faculty do in fact have First Amendment rights in the school setting and each situation must be considered carefully so that the intrusion on the rights of the individual is minimized to the extent possible to maintain this safe and productive learning environment.

This task is decidedly more difficult today than in the times of the Tinker, Fraser or Hazelwood decisions because of the violence that has occurred on public school campuses and the increasing demands on the schools to increase safety standards. If a school is going to infringe upon individual speech or expression it must be able to show that the speech or expression will conflict with the pedagogical/educational mission or disrupt the school environment if it is permitted. This is especially true in the situation involving speech or expression that is not objectively lewd, obscene or inappropriate (drugs, alcohol) but for some reason is objectionable in the school environment. Examples of such speech or expression include bizarre attire or appearance, pierced body parts, and symbols such as the Confederate flag, Malcolm X, or items associated with gang or antisocial behavior such as bandannas, dark glasses or trench coats. Thus, it is crucial that school officials maintain a record of disruption involving such symbols or expression, and make it very clear to students what is acceptable and what is not acceptable in the particular school setting.

Communication between all segments of the school community including students, parents, staff and administrators is necessary in this area in order to foster an environment where differences are treated with respect and professionalism while disruption is kept to a minimum. Discussion with the members of the school community regarding attire, speech and other expression rather than instant reaction by school administration can produce and foster such an environment of understanding and prevent unnecessary litigation. Most students and parents will act with respect towards others in the school community if they understand the issues clearly.

It is of utmost importance that a school system consider whether a student’s expression or speech will actually cause a disruption or whether the disruption is caused primarily by the school administrations’ dislike or distaste for a particular form of speech or expression. The former will likely be supported by the courts while the later will probably not and may also bring unfavorable and unnecessary attention to the school.

 

Legislative History

Click here for summary of recent Virginia Legislative history of “The First Amendment: Speech, Expression and the Public Schools.”

 

Sources, Cites, Links

Rapp, James A., Education Law, Volume 2, Chapter 6.13, Grounds for Discipline or Dismissal of Faculty and Staff, First Amendment Areas, Matthew Bender and Co.

Rapp, James A., Education Law, Volume 3, Chapter 9.02, Rules and Regulations Governing Student Conduct, First Amendment Areas, Matthew Bender and Co.

Rapp, James A., Education Law, Volume 4, Chapters 11.01, 11.02, Academic Freedom, Matthew Bender and Co.

Dayton, John, Free Speech and The Communications Decency Act, 117 Ed. Law Rep. 1 (May 29, 1997)

McCarthy, Martha M., Post-Hazelwood Developments, A Threat to Free Inquiry in Public Schools, 81 Ed. Law Rep. 685 (June 3, 1993)

McKinney, Joseph R., A New Look at Student Uniform Policies, 140 Ed. Law Rep. 791 (March 2, 2000)

Hils, Lynda, Zero Tolerance for Free Speech, 30 J.L. & Educ. 365 (2001)

Dyer, Edgar, The Banning of Confederate Symbols in the Public Schools: Preventing Disruption or Avoiding Discomfort, 125 Ed. Law Rep. 1019 (July 23, 1998)

Vacca, Richard S., Hudgins, H.C., Jr., Student Speech and The First Amendment: The Courts Operationalize the Notion of Assaultive Speech, 89 Ed. Law Rep. 1, (April 21, 1994)

Mawdsley, Ralph D., Mawdsley, Alice L., Free Expression in Public Schools: A Trend Toward Greater Control Over Students, 48 Ed. Law Rep. 305 (September 29, 1980)

Valente, William D., Student Freedom of Speech in Public Schools - Another Turn, 46 Ed Law Rep. 889 (July 21, 1988)

 

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